AI Inventorship in the Patent System: Challenges and Opportunities for the Future

Ian Schick
25 April 2023

The rapid growth of artificial intelligence (AI) has spurred a great deal of discussion regarding its implications for the United States Patent and Trademark Office (USPTO) framework. The concept of AI inventorship raises several crucial questions about the role of AI in the innovation process, the practicality of listing AI as an inventor, and the potential consequences of this shift on the USPTO. In this article, I will delve deeper into these issues, providing analysis of the challenges and opportunities presented by AI inventorship.

The Case for Limiting Inventorship to Natural Persons

The primary argument against recognizing AI as inventors is that AI is ultimately a tool designed and deployed by humans. Inventorship, as it currently stands, is limited to natural persons who contribute to the conception of an invention. AI, on the other hand, does not possess the intrinsic motivation to invent; it simply follows its programming. Therefore, listing AI as an inventor is not practical or logical.

Moreover, recognizing AI as inventors could lead to numerous complications surrounding patent rights and enforcement. For example, consider a company that creates an inventive AI and files a patent application naming the AI as an inventor. If the company sells copies of the inventive AI to other companies across the world, it becomes unclear which instance of the AI represents the inventor listed on the patent application and how to enforce any associated rights. Similarly, if the company deletes every copy of the inventive AI in existence, the patent application would name a non-existent inventor, raising questions about the validity of the patent and associated rights.

Removing the Requirement to List At Least One Inventor

While the US Constitution does not explicitly state that patents must be issued to human inventors, it is currently a requirement that at least one human inventor is listed on each patent application. A more appropriate rule, still in line with the Constitutional requirements and promoting innovation, would be to list all human inventors on each patent application, even if none are present.

In cases where no human inventors are listed, patent rights should be granted to the applicant, thus incentivizing companies to disclose their inventions even when using inventive AI. This approach would allow the patent system to adapt to the evolving landscape of AI-generated inventions without undermining the fundamental principles of inventorship.

Addressing the Fear of Runaway Inventorship

One of the primary concerns associated with AI inventorship is the potential for AI to rapidly fill the voids in the universe of inventive possibilities, leading to an overwhelming influx of patent applications. This scenario could put immense pressure on the USPTO, potentially leading to processing backlogs and delays.

However, the USPTO can manage this potential surge in AI-generated patent filings through its fee structures. By implementing different fee structures for applications with human inventors versus those without, the USPTO can effectively control the number of AI-generated applications. For instance, the filing fees for patent applications listing no human inventors could increase for each successive application filed per year, discouraging excessive filings.

Mechanizing Patent Examination to Accommodate Increased Filings

The role of patent attorneys is presently evolving, transitioning from content generators to content reviewers and editors. With generative AI taking over the bulk of the work, patent attorneys can focus on overseeing and guiding the process, ensuring that the AI-generated patent applications are accurate and compliant with patent laws and regulations. In this new paradigm, patent attorneys will remain "experts-in-the-loop" for the foreseeable future but will be able to process significantly more patent documents on a per-attorney basis.

As AI continues to develop, the cost of preparing and filing patent applications is expected to decrease significantly, leading to a potential surge in patent filings. To accommodate this increase, the USPTO must invest in mechanizing its patent examination processes. This would involve using AI-based tools to assist in the examination of patent applications, streamlining the process, and reducing the workload on human examiners. Like patent attorneys, patent examiners should expect a transition from content generators to content reviewers and editors, where they serve as experts-in-the-loop.

Evaluating the Broader Impact of AI Inventorship

The impact of AI inventorship extends beyond the USPTO and patent system, affecting various aspects of innovation, research, and development. By recognizing AI-generated inventions, we can foster a more collaborative environment between humans and AI, promoting interdisciplinary research and the development of cutting-edge technologies.

Moreover, the integration of AI into the patent system could have profound implications for industries such as pharmaceuticals, biotechnology, and information technology, where AI can potentially accelerate the discovery of new drugs, diagnostic tools, and software solutions. By embracing the potential of AI inventorship, we can pave the way for groundbreaking advancements that could revolutionize the way we live, work, and interact with technology.

Conclusion

In conclusion, the advent of AI inventorship presents both challenges and opportunities for the USPTO and the broader innovation ecosystem. By limiting inventorship to natural persons, removing the requirement to list at least one inventor on a patent, and investing in the mechanization of patent examination processes, we can ensure that our patent system remains effective and relevant in the age of AI. Moreover, by engaging in thoughtful discussions about the ethical implications of AI inventorship and fostering interdisciplinary collaborations, we can harness the full potential of AI-generated innovations to drive scientific progress and improve the quality of life for people around the world.

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